Testing the effectiveness of principal components in adjusting for relatedness in genetic association studies

Abstract

Modern genetic association studies require modeling population structure and family relatedness in order to calculate correct statistics. Principal Components Analysis (PCA) is one of the most common approaches for modeling this population structure, but nowadays the Linear Mixed-Effects Model (LMM) is believed by many to be a superior model. Remarkably, previous comparisons have been limited by testing PCA without varying the number of principal components (PCs), by simulating unrealistically simple population structures, and by not always measuring both type-I error control and predictive power. In this work, we thoroughly evaluate PCA with varying number of PCs alongside LMM in various realistic scenarios, including admixture together with family structure, measuring both null p-value uniformity and the area under the precision-recall curves. We find that PCA performs as well as LMM when enough PCs are used and the sample size is large, and find a remarkable robustness to extreme number of PCs. However, we notice decreased performance for PCA relative to LMM when sample sizes are small and when there is family structure, although LMM performance is highly variable. Altogether, our work suggests that PCA is a favorable approach for association studies when sample sizes are large and no close relatives exist in the data, and a hybrid approach of LMM with PCs may be the best of both worlds.