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Impacts of batch effects on the performance of machine learning classifiers across multiple studies

Preston Raab, William Evan JohnsoniD, Stephen PiccoloiD

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Abstract

Precision medicine relies on accurate and generalizable predictions for patients across the spectrum of human diversity. Because capturing biological heterogeneity requires large sample sizes, researchers must often aggregate data from several experimental batches or independent studies. This integration allows for greater statistical power and diversity than a single study could provide, while avoiding the costs of generating massive new -omics datasets. Predictive models trained on these aggregated data are theoretically better equipped to detect subtle patterns that generalize to new data. However, this potential is frequently undermined by "batch effects"--systematic technical artifacts that can bias model training to predict experimental batches and shadow meaningful biological conditions. Models trained on data with batch effects can exhibit substantially degraded performance when applied to data from new batches. Statistical adjustment methods can mitigate these artifacts while preserving biological signals. To ensure these adjustments actually facilitate generalization, we emphasize the use of external, independent cohorts for rigorous validation. This chapter examines how batch effects impact predictions and compares various adjustment methods.

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