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Synthetic BiologybioRxiv
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Language models enable zero-shot prediction of the effects of mutations on protein function

Joshua MeieriD, Roshan RaoiD, Robert VerkuiliD, Jason J. LiuiD, Tom SercuiD, Alexander W. RivesiD

Abstract

Modeling the effect of sequence variation on function is a fundamental problem for understanding and designing proteins. Since evolution encodes information about function into patterns in protein sequences, unsupervised models of variant effects can be learned from sequence data. The approach to date has been to fit a model to a family of related sequences. The conventional setting is limited, since a new model must be trained for each prediction task. We show that using only zero-shot inference, without any supervision from experimental data or additional training, protein language models capture the functional effects of sequence variation, performing at state-of-the-art.

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✦ Multi-agent verified full-text synthesis

Claude Opus 5.5 · xhigh effort · 17 Oct 2026 · from the full text of version 2 (17 Nov 2021) · CC BY-NC-ND 4.0

A single pre-trained protein language model, ESM-1v, scores mutations zero-shot about as well as family-specific DeepSequence across 41 deep mutational scans, with no experimental labels or retraining.

Unsupervised variant-effect predictors such as EVmutation and DeepSequence must be fit to one protein family's multiple sequence alignment (MSA) for every new prediction task. The paper shows that one general protein language model, applied with forward passes only, predicts deep mutational scanning outcomes at a level statistically indistinguishable from DeepSequence.

Key results

  1. ShownZero-shot ESM-1v performs on par with the MSA-trained DeepSequence model and better than earlier protein language models at predicting measured mutational effects.

    Across 41 deep mutational scans scored by Spearman correlation, ESM-1v correlates better with experiment than DeepSequence on 17 of 41 datasets, and a paired t-test cannot separate the two; ESM-1v outperforms TAPE, UniRep, ProtBERT-BFD and ESM-1b zero-shot (per-model values sit in tables not included in this text). · 4.2 Language models enable zero-shot and…

  2. ShownUnsupervised fine-tuning on the family MSA helps only when regularised by mixing pre-training sequences into each batch ('spiked' fine-tuning); naive fine-tuning overfits.

    Spiked fine-tuning (MSA-to-pre-training token ratio 0.01) trains all parameters without overfitting and lifts average absolute Spearman rho from 0.510 zero-shot to 0.537 on the full set; tuning only embeddings or layer norms gave no gain, and minimal PSSM-projection models moved Spearman rho by at most 0.01. · 4.4 Unsupervised fine-tuning on MSAs; Unsupervised fine-tuning baselines; Minimal models; Spiked unsupervised fine-tuning

  3. ShownInference choices matter: masked-marginal scoring is best, a single wildtype forward pass is nearly as good, and MSA Transformer few-shot predictions improve with more diverse context sequences.

    Masked marginals beat wildtype marginals, mutant marginals and pseudolikelihood on the validation set; the one-pass wildtype marginal lost only about 1% absolute performance. For MSA Transformer, sequence-weighted sampling beat random sampling, which beat diversity-maximising and then diversity-minimising selection, with the best results at 384 sequences. · Scoring methods; 4.3 MSA Transformer; Wildtype marginal probability (1 forward pass)

  4. ShownPre-training data clustering and model size both shape zero-shot accuracy: UniRef clustered at 90% identity works best, UniRef100 deteriorates early in training despite being the largest set, and larger models score higher.

    Compared with the 50% identity clustering used for ESM-1b, 70% clusters improved results and 90% gave the largest gain; UniRef100, though largest, deteriorated early in training. Performance rose with parameter count. ESM-1v is a 650M-parameter model trained on 98 million UniRef90 2020-03 sequences (held-out perplexity 7.29). · ESM-1v; Pre-training data; Parameter count

  5. ShownWithout supervision, ESM-1v's per-position uncertainty reflects structure and function: low-entropy positions concentrate at binding sites and in the protein core, and its amino-acid probabilities are well calibrated except for methionine.

    Entropy differs significantly between binding and non-binding residues and is significantly lower for buried than surface sites; the 10 lowest-entropy residues of M.HaeIII sit in the active site. On 15008 trRosetta sequences, average calibration error is 0.006 excluding the first residue; model entropy correlates with PSSM entropy at Pearson r = 0.44. · Protein structure and function; Calibration

Methods, data and reproducibility

Mutations are scored by the log-odds of mutant versus wildtype amino acid at masked positions (summed over multiple mutations), zero-shot with ESM-1v, an ensemble of five 650M-parameter masked language models, and few-shot with MSA Transformer given sampled family sequences. Scores are compared with 41 deep mutational scans by Spearman correlation against retrained EVmutation and DeepSequence baselines.

  • Deep mutational scanning compilation of Riesselman et al. (tRNA and a toxin-antitoxin complex dropped from the original 43); 10 sets held out for validation and ablations · multiple (human, yeast, E. coli, viral and other proteins) · n = 41 datasets; median 2979, mean 16822 mutations (range 37 to 496137)
  • UniRef90 2020-03 pre-training sequences for ESM-1v, plus UniRef50, Uniclust30 and UniRef100 2020_03 for the clustering sweep · proteins across evolution · n = 98 million sequences (UniRef90)
  • trRosetta sequences shorter than 1024 residues for calibration · n = 15008 sequences
Methods & tools
ESM-1v, ESM-1b, MSA Transformer, DeepSequence (replicated), EVmutation (replicated), PSSM baseline, UniRep, TAPE, ProtBERT-BFD, UniRef and Uniclust30, MMseqs, Jackhmmer 3.3.1, trRosetta dataset
Reagents & environment
Versions are given for Jackhmmer (3.3.1) and the UniRef/Uniclust 2020_03 releases, with full MMseqs clustering and search settings; no deep learning framework or package versions are stated.
Assay conditions & compute
Each ESM-1v model pre-trained for 6 days on 64 V100 GPUs; MSA Transformer for 13 days on 128 V100 GPUs; batch inference ran as short (under one hour) single-V100 preemptible jobs.
Reproducibility gaps
No code, model-weight or data links appear in this text; MSA Transformer weights came from the authors' open-source repository and EVmutation/DeepSequence were retrained with their open-source code, but neither is linked here.
Limitations (4)
  • The zero-shot claim is not out-of-distribution generalisation: pre-training spans evolution, so the model may already have seen sequences from the families it is evaluated on. · stated by the authors
  • ESM-1v always predicts methionine at the first position, so subsequence inputs need care; full UniProt sequences worked better than MSA seed subsequences. · stated by the authors
  • Parity rather than superiority is shown: ESM-1v beats DeepSequence on 17 of 41 scans, against baselines the authors replicated on regenerated MSAs rather than published results. · noted in this summary
  • The multi-mutation scoring strategy was selected and justified on a single double-mutant dataset (PABP yeast doubles), and the validation set is described as 9 single-mutation scans in one appendix but listed with more entries in another. · noted in this summary

Who should read:Read this if you predict variant effects and want to know how far one protein language model goes without family-specific training, and which scoring and fine-tuning choices matter.

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