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Convolutional neural network models of neuronal responses in macaque V1 reveal limited non-linear processing

Hui-Yuan MiaoiD, Frank TongiD

Abstract

Computational models of the primary visual cortex (V1) have suggested that V1 neurons behave like Gabor filters followed by simple non-linearities. However, recent work employing convolutional neural network (CNN) models has suggested that V1 relies on far more non-linear computations than previously thought. Specifically, unit responses in an intermediate layer of VGG-19 were found to best predict macaque V1 responses to thousands of natural and synthetic images. Here, we evaluated the hypothesis that the poor performance of lower-layer units in VGG-19 might be attributable to their small receptive field size rather than to their lack of complexity per se. We compared VGG-19 with AlexNet, which has much larger receptive fields in its lower layers. Whereas the best-performing layer of VGG-19 occurred after seven non-linear steps, the first convolutional layer of AlexNet best predicted V1 responses. Although VGG-19s predictive accuracy was somewhat better than standard AlexNet, we found that a modified version of AlexNet could match VGG-19s performance after only a few non-linear computations. Control analyses revealed that decreasing the size of the input images caused the best-performing layer of VGG-19 to shift to a lower layer, consistent with the hypothesis that the relationship between image size and receptive field size can strongly affect model performance. We conducted additional analyses using a Gabor pyramid model to test for non-linear contributions of normalization and contrast saturation. Overall, our findings suggest that the feedforward responses of V1 neurons can be well explained by assuming only a few non-linear processing stages.

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