ScienceGenomicsPeer-reviewed journal article
Evolutionary constraint and innovation across hundreds of placental mammals
Matthew J. ChristmasiD, Irene M. KaplowiD, Diane P. GenereuxiD, Michael X. DongiD, Graham M. HughesiD, Xue LiiD, Patrick F. SullivaniD, Allyson G. HindleiD, Gregory AndrewsiD, Joel C. ArmstrongiD, Matteo BianchiiD, Ana M. BreitiD, Mark DiekhansiD, Cornelia E. FanteriD, Nicole M. FoleyiD, Daniel Bryan GoodmaniD, Linda GoodmaniD, Kathleen C. KeoughiD, Bogdan KirilenkoiD, Amanda M. KowalczykiD, Colleen LawlessiD, Abigail LindiD, Jennifer R. S. MeadowsiD, Lucas R. MoreiraiD, Ruby W. RedlichiD, , Michaela K. Halsey
Abstract
Evolutionary constraint and acceleration are powerful, cell-type agnostic measures of functional importance. Previous studies in mammals were limited by species number and reliance on human-referenced alignments. We explore the evolution of placental mammals, including humans, through reference-free whole-genome alignment of 240 species and protein-coding alignments for 428 species. We estimate 10.7% of the human genome is evolutionarily constrained. We resolve constraint to single nucleotides, pinpointing functional positions, and refine and expand by over seven-fold the catalog of ultraconserved elements. Overall, 48.5% of constrained bases are as yet unannotated, suggesting yet-to-be-discovered functional importance. Using species-level phenotypes and an updated phylogeny, we associate coding and regulatory variation with olfaction and hibernation. Focusing on biodiversity conservation, we identify genomic metrics that predict species at risk of extinction.
- organism: multiple species
- organism: human
- organism: mouse
- assay: whole-genome sequencing
- assay: ChIP-seq
- research focus: phylogenetics / evolution
- research focus: database / resource
- research focus: GWAS / association mapping
- research focus: ecology & biodiversity
- approach: comparative / phylogenetic analysis
- approach: statistical model
- approach: deep learning
- approach: machine learning (classical)
In-depth summary
Claude Opus 5.5 · max effort · 8 Nov 2026 · from the full text of version 1 (9 Mar 2023) · CC BY 4.0
A 240-species placental mammal alignment resolves constraint to single bases, estimating at least 10.7% of the human genome is constrained, with 48.5% of constrained bases unannotated.
Earlier mammalian constraint maps used fewer species and human-referenced alignments, limiting power to resolve single bases and missing sequence absent from the human genome. Zoonomia contributes a reference-free 240-species genome alignment and a 428-species coding alignment that enable base-level constraint maps, gene annotation for previously unannotated species, genotype-phenotype association, and extinction-risk screening across placental mammals.
Key results
ShownSampling 240 species provides enough branch length to call constraint at single human bases; at least 10.7% of the human genome appears under purifying selection, versus 5.5% estimated earlier from 29 mammals.
3.6 million perfectly conserved positions vs 191 expected by chance; ≥10.7% (332 Mb) constrained; single-base calls at FDR<0.05 cover 3.53% (101 Mb); non-degenerate vs four-fold degenerate coding sites constrained 74.1% vs 18.5%; TOPMed variants at constrained bases have lower minor allele frequency (0.0026 vs 0.004 at unconstrained bases; Wilcoxon p = 9.5×10^−13). · Evolutionary constraint in humans; Single-base resolution of constraint
ShownStringent constraint thresholds expand the ultraconserved element catalog (zooUCEs) more than seven-fold, and 424,179 unannotated intergenic constrained regions (UNICORNs) with depleted human variation suggest function in contexts ENCODE3 did not assay.
4,552 zooUCEs (≥20 bp, identical in ≥235 species; 3,799 new) vs 481 original UCEs; 48.5% of constrained bases lack ENCODE3 annotation; UNICORNs have lower minor allele frequencies and fewer TOPMed variants than random unannotated sequence (pWilcoxon<2.2 x 10^−16); 17% of UNICORNs overlap brain open chromatin; 53 of 28,218 100kb bins significantly constrained (q<0.05). · Abstract; Regions of constraint; Unannotated constraint; Figure legends
ShownCross-species phenotype analyses tie olfactory receptor repertoire size to nasal turbinal counts, and find coding regions where deep hibernators stay closer to the reconstructed ancestor, including mitophagy-related MFN2 and PINK1, plus genes whose evolutionary rates shift in hibernators.
Olfactory receptor count vs turbinal count: Spearman rho=0.71, phylolm coefficient 0.014, phylogenetic permutation p = 0.0013 (N=63). Hibernation: 14 regions in 11 genes more conserved in 22 deep hibernators than 154 homeotherms (pFDR<0.01); RERconverge: 764 rate-shifted genes (511 slower, 253 faster) in 21 hibernators vs 146 non-hibernators (pFDR<0.05). · Olfaction; Hibernation
ShownProjecting human, mouse and goat annotations through the Cactus alignment yields gene models for 238 placental species (129 lacking NCBI or Ensembl annotation); TOGA (Tool to infer Orthologs from Genome Alignments) improves completeness over NCBI annotations for most benchmarked assemblies.
Per genome, 3,871 to 20,168 (mean 12,905 ± 2,925) of 22,799 input genes annotated, declining with lower scaffold N50 (Pearson r=0.37, p=3×10^−9) and greater phylogenetic distance from human (r=-0.41, p=7×10^−11); TOGA: mean 19,144 orthologs for ape vs 17,779 for non-ape assemblies; completeness improved for 108 of 118 NCBI-annotated assemblies. · Annotating genes through alignment; New 428-way protein-coding alignment in mammals
ShownHeterozygosity, long-term effective population size (Ne), recent decline, missense load and conserved-site mutation counts differ on average between International Union for Conservation of Nature (IUCN) threatened and other species, though no single metric is diagnostic.
Threatened species have lower heterozygosity (phylogenetic regression p=0.016), smaller long-term Ne (p<3.30×10^−5), larger recent declines (p=0.012), higher missense proportions (p=3.63×10^−4), and less mutation at the most conserved positions (phyloP kurtosis, p=0.004); modeled threat probability 12-14% for Upper Galilee Mountains blind mole rat vs 53-69% for killer whale. · Biodiversity
Methods, data and reproducibility
Per-base conservation was scored with phyloP (plus phastCons for 43 primates) on a reference-free 241-way Cactus alignment of 240 species to call constrained and accelerated elements; a 428-species TOGA ortholog alignment, convolutional-network chromatin prediction (TACIT) and phylogenetic association tests linked sequence to traits and extinction risk.
- Reference-free 241-way Cactus whole-genome alignment (domestic dog represented twice), scored with phyloP on human, mouse, chimpanzee, dog and little brown bat projections · placental mammals (multiple species, including human) · n = 240 species
- Human-referenced TOGA protein-coding ortholog alignment, also the input for RERconverge hibernation rate analysis · placental mammals (multiple species) · n = 428 species; 19,464 genes
- TOPMed human variants and minor allele frequencies (data freeze 8) used to test depletion of variation at constrained bases and UNICORNs · human · n = ∼140,000 individuals; 20,718,868 variants at constrained bases
- ENCODE candidate cis-regulatory elements (924,641 human cCREs compared for alignment depth) and ENCODE3 annotations including TFBS, used to assess enrichment and annotation of constrained bases · human · n = 924,641 human cCREs
- Human-specific deletions previously tested by massively parallel reporter assays, scored for constraint on the chimpanzee-referenced alignment · human vs chimpanzee · n = 10,032 deletions (717 with enhancer-activity differences)
- Genome assemblies analyzed for the ancestral mammalian karyotype, transposable element content and de novo olfactory receptor gene counts · mammals (multiple species) · n = 32 (karyotype); 243 (TEs); 249 (olfactory receptors) species
- Species-level traits and conservation status: olfactory turbinal counts, deep hibernation, brain size, vocal learning and IUCN categories · placental mammals (multiple species) · n = turbinals 63; hibernation 22 vs 154; brain size 158; vocal 181
- Newer white-tailed deer genome assemblies re-examined for CMAH, which was found fully intact · white-tailed deer · GCA_002102435.1; GCA_014726795.1
- Methods & tools
- Cactus reference-free multiple genome alignment, TOGA (Tool to infer Orthologs from Genome Alignments), phyloP, phastCons (43-species primate set), Generalized Least Squares Forward Genomics, RERconverge, TACIT (Tissue-Aware Conservation Inference Toolkit), Convolutional neural networks for TFBS and open chromatin prediction, phylolm phylogenetic regression with phylogenetic permutations (permulations), Automated accelerated-region pipeline (zooHARs, zooCHARs), ENCODE3 cCRE and TFBS annotations, TOPMed variant data (freeze 8)
- Reproducibility gaps
- Data availability statement names the UCSC genome browser, NCBI and GitHub without specific URLs or accession numbers; most analysis details are deferred to companion papers, and no software versions or compute resources are reported.
Limitations (6)
- CMAH losses are inferred from sequence alone (e.g., stop codons in Cairo spiny mouse, pseudogenization in mountain beaver and Brazilian guinea pig); the authors note experiments are needed to confirm non-functionality and that links to zoonotic potential need further study. · stated by the authors
- Alignment-projected gene annotations are acknowledged as incomplete: genes recovered per genome range from 3,871 to 20,168 and decline with lower assembly contiguity and greater phylogenetic distance from human. · stated by the authors
- No single genome-derived statistic is diagnostic of IUCN threat status, so extinction-risk screening relies on combining metrics and is positioned as an initial assessment to prioritize species for deeper study. · stated by the authors
- Trait mapping is limited by scarce species-level phenotypes: turbinal counts were available for only 27% of Zoonomia species, and the authors call for paired sequencing and phenotyping to study further traits and test robustness. · stated by the authors
- Per-base power varies with alignment depth: only eleven percent of the human genome aligns to ≥95% of species, and fast-changing elements such as CTCF-only cCREs align mostly to close relatives, so constraint scores may understate lineage-specific function. · noted in this summary
- Extinction-risk probabilities for species lacking IUCN classification (e.g., killer whale 53-69%) are reported without cross-validated accuracy or calibration metrics in this text, so their predictive reliability cannot be judged here. · noted in this summary
Read this if you use mammalian constraint scores, ultraconserved elements or UNICORNs to interpret human genome function, or need Zoonomia alignments and forward-genomics tools for placental mammal traits.
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