A robust mutation spectrum analysis framework for high-depth error-corrected sequencing data
Andrew WilliamsiD, Alper James AlcaraziD, Annette E. DodgeiD, Danielle P. M. LeBlanciD, Matthew J. MeieriD, Carole Lyn YaukiD, Francesco MarchettiiD
Abstract
Comparing mutational spectra across experimental groups requires inference at the level of the biological replicate. Error-corrected sequencing (ECS) generates hundreds to thousands of mutations per replicate, yet classical pooled G2 tests treat individual mutations as independent observations and ignore replicate-level variability, inflating statistical significance (pseudo-replication). We present a replicate-aware Ridge-Penalized Dirichlet-Multinomial (RP-DMM) framework that models biological replicates directly and accounts for overdispersion. An L2 (ridge) penalty, with strength chosen by leave-one-out cross-validation, stabilizes spectrum estimates by shrinking weakly supported mutation categories toward a common baseline, and inference uses a parametric bootstrap. We also provide a complementary non-parametric rank-permutation test for sparse datasets. In simulations, the pooled G2 test became increasingly anti-conservative as mutation depth increased, with false-positive rates approaching 100% under the null hypothesis. RP-DMM maintained Type I error near the nominal 5% level and had substantially greater power than the rank-permutation test. Regularization was most consequential for high-dimensional spectra. False positive rates approached the nominal 5% level once the lower-mutation group contained approximately 300-500 mutations, depending on the number of biological replicates. A practical target of approximately 400 mutations in the lower-mutation group provided robust Type I error control across all scenarios examined; below this, the rank-permutation test performed robustly and is preferred. In Duplex Sequencing data from benzo[a]pyrene-exposed mice, RP-DMM distinguished exposure-associated mutational signatures from comparisons with higher mutation counts but null effect size, whereas the pooled G2 test declared all comparisons significant. The cross-validated penalty decreased as mutation depth increased, indicating that regularization strength should be tuned to the data. The framework is implemented in the MutSeqR R package.
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